Financial Services Act (FINSA)

The Financial Services Act (FINSA) entered into force on 1 January 2020, with the aim of strengthening investor protection and creating comparable conditions of competition for all financial service providers.

SWAN Asset Management SA (hereinafter referred to as SWAN), as a financial intermediary subject to FINMA's prudential supervision, has implemented the organizational measures within the time limits stipulated by the Act, by promptly updating its customers through its Internet website and/or with personalized communications.

Mediation body 

The FiNSA provides for the possibility, for clients of financial intermediaries, to contact a mediation body in order to resolve possible disputes. 
In general the mediation body is contacted only after a written complaint has been made to SWAN and after a consensual solution has been attempted. If no agreement is reached for the client, it is possible  to contact a mediation body that, in a neutral and free manner, will be responsible for resolving the dispute. Below are the contacts of SWAN Asset Management SA and of the mediation body to which it is affiliated:

Swan Contacts:
SWAN Asset Management SA
Via Zuccoli 19
Lugano Paradiso (6900)
Phone: +41 91 9863190

Contacts mediation body:
Ombud Finance Suisse OFS
General Council Street 101205 Ginevra
Tel: +41 22 808 04 51



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This site and the documents displayed on it contain information about funds that are authorized for sale to qualified investors in Switzerland in accordance with art. 10 para3, 3bis and 3ter of the Collective Investment Scheme Act (CISA) with residence in Switzerland. It is intended solely for the use of the person who has accessed this information and may not be reproduced or distributed to any other person.

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Risk disclosure

Investing in the Fund and its Sub-Funds involves risks, including in particular those associated to market fluctuations and the risks inherent in any investment in financial assets. Investments may also be affected by changes to the rules and regulations governing exchange controls or taxation, including withholding tax, or by changes to economic and monetary policies. No guarantee can be given that the Fund’s and Sub-Funds’ objectives will be achieved and that investors will recover the amount of their initial investment.  Past performance is not an indicator for future results or performance. The Sub-Funds are exposed to various risks, depending on their respective investment policies. Investors should read the Prospectus carefully and consult their own professional adviser(s) as to the implications of subscribing for or otherwise dealing in the shares.